Download Form
Account Opening Form
- Individual / Joint Account - Securities, Futures and Options Account Opening Form
- Corporate Account – Securities, Futures and Options Account Opening Form
- Guideline on Anti-Money Laundering & Counter-Terrorist financing
- Updated Person al Information Collection Statement in relation to the Hong Kong Investor Identification Regime (HKIDR) and the Over The Counter Securities Transactions Reporting Regime (OTCR) - Consent Form
- Updated Person al Information Collection Statement in relation to the Hong Kong Investor Identification Regime (HKIDR) and the Over The Counter Securities Transactions Reporting Regime (OTCR) - Online Consent Form
The following documents are for new application of US stocks trading account only：
The following documents are for new application of Taiwan stocks trading account only：
The following documents are for new application of Stock Connect Northbound Trading account only：
CRS Tax Residency (Compulsory document for account opening)
Client Agreement
- Securities - Client Agreement
- Futures - Client Agreement
- Supplementary of Securities and Futures Trading Agreement
- Major Risks related to SH-HK Stock Connect and SZ-HK Stock Connect
- IMPORTANT NOTICE - Trading China A Shares via Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect
- “Professional Investor” (as defined under the SFO and Professional Investor Rules)
General Form
- Update of Client’s Identification Data Form
- Request Form For Change of Trading Account Type / Additional Trading Account(s) – Individual / Joint Account
- Request Form For Change of Trading Account Type / Additional Trading Account(s) – Corporate Account
- Notification Form For Change of Client Personal Particular
- Notification Form For Change of Corporate Information
- Request for Fund Withdrawal or Account Transfer
- Letter of Authorization
- Information statement of Authorized Person
- Notification of Account Termination
- Stocks Real Time Quote (“RTQ”) Application Form
- Application/Termination Form for Futures Real-time Market Data
- Real Time Quote (“RTQ”) Termination Form
- Real Time Quote (“RTQ”)
- Dormant / Inactive Account Reactivation Required Forms(Corporate Account)
- Opt-out from Trade Execution Prompt Notifications
- Online Checking on Real-Time Transaction Record Service Form (For Off-line Securities - Cash and Margin Account Only)
- Global Securities Commission Schedule